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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-26 |
| CA | RA | APPROVED | 2025-07-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc. | San Ramon | CA | 08/2014 | 01/2024 |
| Osaic Wealth, Inc. | Danville | CA | 01/2024 | 07/2025 |
| Lpl Financial | Danville | CA | 07/2025 | Present |
1- 05 /2025 / Blue Star Investment & Financial Planning / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 120 hrs during trading / At reported business location(s) 2- 05/2025 / The Iritani Group / DBA for LPL Business (entity for LPL business) / Investment Related / 150 hrs mth / 150 hrs during trading / At reported business location(s) 3- 05/2025 / Real Estate Rental / Real Estate Rental / Investment Related / 20 hrs mth / Danville, CA / Start date: 05/03/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-14 |
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