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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-08-13 |
Branch Locations
5847 San Felipe St. Suite 1550, Houston, TX 77057 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Houston | TX | 08/2003 | Present |
(1)PERSONAL INVESTOR NAME OF BUSINESS : 1048 N SHEPARD LTD PARTNERS ADDRESS: 1048 N SHEPARD ,HOUSTON, TX NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: PARTNER INVESTMENT RELATED:YES START DATE: 02/17/2004 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: NO RESPONSIBILIES. LIMITED INVESTOR ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-14 |
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