James Ray Edwards

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → Present
  Raymond James & Associates, Inc.
  Houston, TX

Previous Registrations

• 1994-11-17 → 2003-09-04
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

(1)PERSONAL INVESTOR NAME OF BUSINESS : 1048 N SHEPARD LTD PARTNERS ADDRESS: 1048 N SHEPARD ,HOUSTON, TX NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: PARTNER INVESTMENT RELATED:YES START DATE: 02/17/2004 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: NO RESPONSIBILIES. LIMITED INVESTOR ONLY

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-09
• S63 Uniform Securities Agent State Law Examination
  1994-11-14

Other Names

• Jimmy Edwards