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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-04
  • NY RA
    APPROVED
    Since 2022-03-04

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

60 North Park Ave. Suite 208, Rockville Centre, NY 11570 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 12/2013 06/2020
Equitable Advisors, Llc New York NY 12/2013 03/2022
Gwn Securities, Inc. Palm Beach Gardens FL 03/2022 Present
Previous Registrations
Other Businesses

INSURANCE- LIFE, HEALTH, VA ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2022-03-04,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
S63 Uniform Securities Agent State Law Examination 1995-06-16
  • S66 Uniform Combined State Law Examination
    2014-01-24
  • S63 Uniform Securities Agent State Law Examination
    1995-06-16
Other Names
  • Matthew Anthony Solang
  • Matthew Anthony Solano
  • Matthew Anthony Solano

View on SEC IAPD

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