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CRD 2518163
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-04 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
60 North Park Ave. Suite 208, Rockville Centre, NY 11570 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2013 | 03/2022 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 03/2022 | Present |
INSURANCE- LIFE, HEALTH, VA ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2022-03-04,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-16 |
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