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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-04-27
VA RA APPROVED 2020-12-04
TX RA APPROVED_RES 2012-04-11
DC RA APPROVED 2011-09-30
  • GA RA
    APPROVED
    Since 2021-04-27
  • VA RA
    APPROVED
    Since 2020-12-04
  • TX RA
    APPROVED_RES
    Since 2012-04-11
  • DC RA
    APPROVED
    Since 2011-09-30

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Canton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Washington DC 09/2011 Present
  • 09/2011 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-26
S63 Uniform Securities Agent State Law Examination 1994-12-22
  • S65 Uniform Investment Adviser Law Examination
    1997-08-26
  • S63 Uniform Securities Agent State Law Examination
    1994-12-22
Other Names
  • Betty Jo Litten
  • Bettyjo Renner
  • Bj Renner
  • Bettyjo Renner Litten
  • Bj Litten
  • Betty Jo Litten
  • Betty J Renner-Gomez
  • Betty Jo ^^ Litten
  • Betty Jo ^^ Renner-Gomez
  • Bj ^^ Renner
  • Betty J Renner

View on SEC IAPD

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