James Herbert Hundley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1990 → Present
  James Hundley Cpa
  Stanhope, NJ
• 02/1997 → 04/2018
  H.D. Vest Investment Services
  Newton, NJ
• 07/1997 → 04/2018
  H.D. Vest Advisory Services
  Stanhope, NJ
• 07/2015 → Present
  James H Hundley
  Stanhope, NJ
• 07/2016 → 04/2018
  Hd Vest Insurance Agency Inc
  Irving, TX
• 04/2018 → 03/2025
  The Investment Center Inc
  Stanhope, NJ
• 04/2018 → 03/2025
  Ic Advisory Services Inc
  Stanhope, NJ
• 03/2025 → Present
  Lpl Financial Llc
  Stanhope, NJ

Previous Registrations

• 2018-04-10 → 2025-03-06
  Ic Advisory Services, Inc.
  Stanhope, NJ
  Bedminster, NJ
• 2002-07-02 → 2018-04-03
  Avantax Advisory Services
  Newton, NJ

Other Businesses

1. James H Hundley- Non-Variable Insurance Commission Trails- INV Related- At Reported Business Location(s)- Start date 01/01/2000 2. James H Hundley CPA- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2014- 40 Hours Per Month- 40 Hours During Trading 3. James H Hundley Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2017- 120 Hours Per Month- 120 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-04-14

Designations

• Personal Financial Specialist