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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-07-15 |
| TX | RA | APPROVED | 2016-06-29 |
| CT | RA | APPROVED | 2016-03-31 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
100 Middle Street 3Rd Floor, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Boston | MA | 01/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2016 | Present |
THE NATIONAL BRAILLE PRESS, BOARD MEMBER; INVESTMENT COMMITTEE; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; INVESTMENT RELATED; BOSTON, MA; START DATE: 03/2016
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-18 |
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