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7101 Wisconsin Avenue, Suite 1202, Bethesda, MD 20814 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-08-17 |
Branch Locations
7101 Wisconsin Avenue, Suite 1202, Bethesda, MD 20814 • United States
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-07-05 |
| TX | RA | APPROVED_RES | 2022-03-21 |
| VA | RA | APPROVED | 2022-03-21 |
Branch Locations
530 Gaither Road Suite 350, Rockville, MD 20850 • United States
8444 Westpark Dr Suite 900, Mclean, VA 22102 • United States
7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States
222 Central Park Ave Suite 1100, Virginia Beach, VA 23462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Co | Bethesda | MD | 11/1995 | 02/2022 |
| Park Avenue Securities Llc | Bethesda | MD | 05/1999 | 02/2022 |
| Massmutual Life Insurance Co | Vienna | VA | 03/2022 | Present |
| Mml Investors Services, Llc | Vienna | VA | 03/2022 | Present |
| Bull Harbor Capital, Llc | Bethesda | MD | 07/2023 | Present |
1) Name: Financial Benefits Consulting, LLC Inv rel: Y Addr: At residential address Nature: Consulting Position: Managing Member Start: 05/08/2018 No hrs/mo: 3 No hrs/mo dur trading: 0 Duties: Administrative oversight of the business entity. 2) Name: Transition Overwatch, LLC Inv rel: Y Addr: 7101 Wisconsin Ave, Suite 1204, Bethesda, MD 20814 Nature: Placing veterans leaving military into jobs such as IT, Security, etc. Position: Member Start: 04/20/2020 No hrs/mo: 10 No hrs/mo dur trading: 4 Duties: Administrative oversight of the business entity. 3) Name: Lloyd Polmateer, Inv Rel: Y Addr: @ residential address on record, Nature: Outside Insurance Sales, Position: Insurance Broker, Start: 1/30/2024, No Hr/Mo: 4 No Hr/Mo Dur Trading:4 Duties: Life, Disability & Fixed Annuities. 4) Name: L3LC, LLC, Inv Rel: Y Addr: @ residential address on record, Nature: Owner of LLC for pass through compensation, Position: Owner, Start: 1/30/2024, No Hr/Mo: .5 No Hr/Mo Dur Trading: 0. Duties: This is an LLC for all income to pass through. 5) NAME: FFG Cares, Inc. INV REL: N ADD: 7101 Wisconsin Ave, Ste 1200, Bethesda, MD 20814 NATURE: 501(c)(3) Charitable Foundation POSITION: Executive Director START DATE: 11-19-24 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: FFG cares purpose is to give to and to raise funds for charitable organization that support Military/Uniformed service veterans & family; disadvantaged youth; Medical research & health care; Financial literacy
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-30 |
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