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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Scottsdale | AZ | 01/2014 | 05/2020 |
| Massachusetts Mutual Life Insurance Company | Scottsdale | AZ | 01/2014 | 05/2020 |
| Advisor Group | Phoenix | AZ | 05/2020 | 04/2021 |
| Massmutual | Springfield | MA | 04/2021 | Present |
| Mml Investors Services, Llc | Phoenix | AZ | 04/2021 | Present |
1. DIAMOND DOGZ OF AZ; NOT INVESTMENT RELATED;ADDRESS: PO BOX 13163 SCOTTSDALE AZ 85267; NATURE: SERVICE BOARD OF DIRECTORS START: 06/2015; # HRS/MO:LESS THAN 1; #HRS D.TRADE/MO: LESS THAN HR/NONE; DUTIES: Board of directors. Attend meetings, provide guidance to managing director, develop policies and help recruit new dogs. 2. MOBILE APP FOOD DELIVERY; NOT INVESTMENT RELATED; ADDRESS:201 3RD ST #200, SAN FRANCISCO, CA 94103; 05/16/2020; HRS: 5; Delivery Driver 3. NAME: Amazon Flex INV REL: N ADD: 500 S 48th Street, Phoenix AZ 85034 NATURE: Amazon delivery Drive POSITION: Amazon flex driver START DATE: 11/06/2023 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Deliver Amazon packages
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-11 |
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