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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-10
FL RA APPROVED 2023-06-30
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • FL RA
    APPROVED
    Since 2023-06-30

Branch Locations

3300 Pga Blvd Ste 900, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 09/2008 08/2023
Securian Financial Services Inc St. Paul MN 10/2008 08/2023
Evershore Financial Group Boca Raton FL 04/2011 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2008 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 10/2008 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 04/2011 → Present
    Evershore Financial Group
    Boca Raton, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-10-20 → 2023-08-10
    Securian Financial Services, Inc.
    Palm Beach Gardens, FL
    Boca Raton, FL
    St Paul, MN
    Boca Raton, FL
    St. Paul, MN
  • 2004-06-08 → 2008-10-01
    Signator Investors, Inc.
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
Other Businesses

1. EVERSHORE FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2009 ADDRESS: , Boca Raton FL , United States DESCRIPTION: Independent Contractor 2. JOHN HANCOCK POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2011 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Agent/Broker 3. NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2008, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: PETAL FORWARD INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FLOWER DONATIONS; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: OFFICER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NO DUTIES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-06
S65 Uniform Investment Adviser Law Examination 1999-12-31
  • S63 Uniform Securities Agent State Law Examination
    2004-07-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-31
Designations
Other Names
  • Robert Dale Barboni
  • Robert D Barboni

View on SEC IAPD

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