Babak Moshe Rambod

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Massmutual Life Insurance Company
  Brooklyn, NY
• 09/2011 → Present
  Mml Investors Services, Llc
  Brooklyn, NY

Other Businesses

(1) NAME: FINANCIAL HEALTH ALLIANCE INV REL: Y ADDR: 1418 AVENUE N, BROOKLYN, NY 11230 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, DISABILITY, LTC POSITION: SALES, OWNERSHIP START: 6/24/2019 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0. (2) NAME: PROFESSIONAL HEALTH ALLIANCE INV REL: Y ADDR: 1418 AVENUE N, BROOKLYN, NY 11230 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH POSITION: SALES START: 1997 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0. (3) NAME: CHARLTON CAPITAL LLC INV REL: Y ADDR:TOMS RIVER NJ NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 2021 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (4) NAME: FINANCIAL HEALTH ALLIANCE INV REL: Y ADDR: 1418 AVENUE N, BROOKLYN, NY 11230 NATURE: ACCOUNTING/TAX PREPARATION POSITION: OWNER START: 02/01/2024 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0. (5) NAME: YOSEF CHAIM FOUNDATION INV REL: Y ADDR: 1418 AVENUE N, BROOKLYN, NY 11230 NATURE: BOARD SERVICE POSITION: OFFICER/OWNER START: 01/01/2006 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. DUTIES: PROVIDING FUNDS FOR CHARITABLE CAUSE (6) NAME: BABAK RAMBOD INV REL: Y ADDR: 1418 AVENUE N, BROOKLYN, NY 11230 NATURE: FINANCIAL ACTIVITY AUTHOR POSITION: AUTHOR START: 03/04/2025 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. DUTIES: BOOK WRITING ABOUT FINANCE AND HOW YOU NEED TO START TAKING ACTION

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-06-23

Other Names

• Moshe Rambod
• Babak Rambod