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Angela Allain

Commonwealth Financial Network

Waltham, MA

Westborough, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-08-30
  • MA RA
    APPROVED
    Since 2023-08-30

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Westborough, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 05/2016 04/2018
Massmutual Springfield MA 07/2018 09/2020
Mml Investors Services, Llc Springfield MA 07/2018 09/2020
Citizens Securities, Inc Westwood MA 06/2022 10/2022
Citizens Bank, N.A Westwood MA 06/2022 10/2022
Unemployed Monson MA 09/2020 06/2022
Citizens Securities, Inc Westwood MA 10/2022 07/2023
Citizens Bank, N/A Westwood MA 10/2022 04/2023
Citizens Bank, N/A Framingham MA 04/2023 07/2023
Commonwealth Financial Network Waltham MA 08/2023 Present
  • 05/2016 → 04/2018
    Triad Advisors, Inc.
    Norcross, GA
  • 07/2018 → 09/2020
    Massmutual
    Springfield, MA
  • 07/2018 → 09/2020
    Mml Investors Services, Llc
    Springfield, MA
  • 06/2022 → 10/2022
    Citizens Securities, Inc
    Westwood, MA
  • 06/2022 → 10/2022
    Citizens Bank, N.A
    Westwood, MA
  • 09/2020 → 06/2022
    Unemployed
    Monson, MA
  • 10/2022 → 07/2023
    Citizens Securities, Inc
    Westwood, MA
  • 10/2022 → 04/2023
    Citizens Bank, N/A
    Westwood, MA
  • 04/2023 → 07/2023
    Citizens Bank, N/A
    Framingham, MA
  • 08/2023 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
  • 2022-09-13 → 2023-07-31
    Citizens Securities, Inc.
    Hudson, NH
    Westwood, MA
    Framingham, MA
    Hudson, NH
  • 2002-09-05 → 2002-12-18
    Quick & Reilly, Inc.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
S65 Uniform Investment Adviser Law Examination 2001-04-09
S63 Uniform Securities Agent State Law Examination 1996-02-14
  • S66 Uniform Combined State Law Examination
    2022-09-12
  • S65 Uniform Investment Adviser Law Examination
    2001-04-09
  • S63 Uniform Securities Agent State Law Examination
    1996-02-14
Other Names
  • Angela Marie Allain

View on SEC IAPD

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