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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
Taylor Mill, KY • United States
100 Howe Drive, Covington, KY 41015-5000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments Institutional Services Company, Inc. | Florence | KY | 03/1996 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-9605|OrgNmn:Northern Kentucky Baseball Umpire Associ|Org Addr:Covington,Kentucky,US|OBA Nature:umpiring High School baseball |Invst Rel:N|Title:High School Baseball Umpire |Duties:Umpire High School baseball. |StrtDt:03-21-11|TotHrs/mon:60|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-07 |
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