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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-01 |
Branch Locations
3001 Dallas Parkway Suite 550, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa Wealth Management | Lewisville | TX | 01/2016 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 01/2016 | 11/2020 |
| Capital Advisors, Inc. | Dallas | TX | 12/2020 | 06/2026 |
| Corient | Frisco | TX | 06/2026 | Present |
(1.) NAME OF OBA: THE PARK AT WOODLANDS TRAILS TOWNHOMES; ADDRESS: HOUSTON, TX 77040; NATURE: PASSIVE INVESTOR; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: PASSIVE INVESTOR; DUTIES: PASSIVE INVESTOR; START DATE: 03/2018; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: TOWNE OAKS APRTMENT LONGVIEW LLC; ADDRESS: LONGVIEW, TX 75605; NATURE: PASSIVE INVESTOR; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: PASSIVE INVESTOR; DUTIES: PASSIVE INVESTOR; START DATE: 07/2018; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: BROOK HOLLOW APARTMENTS; ADDRESS: DESOTO, TX 75115; NATURE: PASSIVE INVESTOR; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: PASSIVE INVESTOR; DUTIES: PASSIVE INVESTOR; START DATE: 01/2017; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: BROOKSIDE APARTMENTS; ADDRESS: ARLINGTON, TX 76006; NATURE: PASSIVE INVESTOR; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: PASSIVE INVESTOR; DUTIES: PASSIVE INVESTOR; START DATE: 10/2017; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-09 |
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