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403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-22 |
| KY | RA | APPROVED | 2019-08-27 |
Branch Locations
3432 Stony Spring Circle, Louisville, KY 40220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| S.B. Wicker & Company | Louisville | KY | 01/1988 | Present |
| S.B. Wicker & Co | Louisville | KY | 06/1995 | Present |
| H.D. Vest Investment Services | Louisville | KY | 12/1996 | 08/2019 |
| H.D. Vest Advisory Services | Louisville | KY | 12/1997 | 08/2019 |
| Silver Oak Securities, Inc. | Jackson | TN | 08/2019 | Present |
S. Brooks Wicker, Jr., Independent Insurance, Agent Insurance Sales Agent, start date: 8/15/1996, 5hrs per month, 5hrs during trading hours, Owner, Wicker Financial Svcs, LLC, Tax Preparation/Accounting, Start date: 1/1/1998, 10hrs per month spent on this activity, 10hrs per month during trading hours, President|The Wicker Group, Tax Preparation/Accounting Tax Preparation/Accounting, start date: 8/6/1995, 40hrs per month on this activity and 40hrs during trading hours. S. B. Wicker & Company, PLC, 4965 US HWY 42 Suite 1000, Louisville KY, 40222, Tax preparation, accounting and business consulting, Owner, Start date: 8/06/1995, The approximate number of hours per month devoted to this business: 120, The approximate number of hours per month devoted to this business, during trading hours: 120, Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-02 |
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