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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-20
TX RA APPROVED 2025-01-29
OH RA APPROVED 2024-11-08
  • FL RA
    APPROVED
    Since 2025-03-20
  • TX RA
    APPROVED
    Since 2025-01-29
  • OH RA
    APPROVED
    Since 2024-11-08

Branch Locations

5900 Landerbrook Drive Suite 205, Mayfield Hts, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Cleveland OH 06/2012 10/2022
Securities America, Inc. Mayfield Hts OH 10/2022 06/2024
Arbor Point Advisors Mayfield Hts OH 10/2022 11/2024
Osaic Wealth, Inc. Mayfield Hts OH 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 06/2012 → 10/2022
    Cleveland, OH
  • 10/2022 → 06/2024
    Securities America, Inc.
    Mayfield Hts, OH
  • 10/2022 → 11/2024
    Arbor Point Advisors
    Mayfield Hts, OH
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Mayfield Hts, OH
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2022-10-26 → 2024-11-08
    Arbor Point Advisors
    Mayfield Hts, OH
  • 2015-09-09 → 2022-10-27
    Cleveland, OH
  • 2012-06-14 → 2022-10-24
    Cleveland, OH
  • 2012-06-01 → 2015-10-02
    Cleveland, OH
  • 2010-04-26 → 2012-06-01
    Cincinnati Analysts, Inc.
    Cleveland, OH
  • 2006-12-05 → 2010-05-21
    Beachwood, OH
    Beachwood, OH
  • 2000-01-01 → 2006-12-06
    Osaic Fa, Inc.
    Cleveland, OH
    Orange Village, OH
Other Businesses

INSURANCE POSITION: Financial Planner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 25 START DATE: 10/02/2006 ADDRESS: 5900 Landerbrook Dr., Suite 205, Mayfield Heights OH 44124 DESCRIPTION: Insurance planning as part of financial planning process. Use of annuities, insurance, etc. to meet client needs. ARBOR POINT ADVISORS POSITION: Financial Planner NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 10/24/2022 ADDRESS: 5900 Landerbrook Dr, Suite 205, Mayfield Heights OH 44124 DESCRIPTION: Advisory business for clients DBA - Arbor Group Advisors

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-05
  • S63 Uniform Securities Agent State Law Examination
    1995-05-05
Designations

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