Kurt Robert Maher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  West Des Moines, IA

Previous Registrations

• 2005-11-10 → 2018-02-14
  Invest Financial Corporation
  West Des Moines, IA
  Appleton, WI
• 2003-10-20 → 2005-11-29
  1717 Capital Management Company
  West Des Moines, IA
• 2001-06-07 → 2003-10-16
  Equitable Advisors, Llc
  West Des Moines, IA

Other Businesses

1. 02/14/2018 - MAHER FAMILY FARM,LLC - Not Investment Related - COLFAX, IOWA - For-Profit Business - OWNER. 2. 02/14/2018 - TEAM FINANCIAL, INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/31/06 - 10-30 Hours Per Month/7-25 During Securities Trading - Time Spent 20%. 3. 02/14/2018 - FINANCIAL PARTNER GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/31/06.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-16
• S63 Uniform Securities Agent State Law Examination
  1994-07-14