Jeffrey Allen Russell

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2026-01-15
TX	RA	APPROVED_RES	2023-10-02
NV	RA	APPROVED	2021-08-17
AZ	RA	APPROVED	2021-08-02
CO	RA	APPROVED	2021-08-02
NY	RA	APPROVED	2021-07-16
CA	RA	APPROVED	2021-06-08

TN RA
APPROVED

Since 2026-01-15
TX RA
APPROVED_RES

Since 2023-10-02
NV RA
APPROVED

Since 2021-08-17
AZ RA
APPROVED

Since 2021-08-02
CO RA
APPROVED

Since 2021-08-02
NY RA
APPROVED

Since 2021-07-16
CA RA
APPROVED

Since 2021-06-08

Branch Locations

Brentwood , TN • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	New Port Beach	CA	05/2010	06/2021
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	06/2021
Kovack Advisor, Inc.	Fort Lauderdale	FL	06/2021	Present

05/2010 → 06/2021

Morgan Stanley Smith Barney

New Port Beach, CA
01/2015 → 06/2021

Morgan Stanley Private Bank, National Association

New York, NY
06/2021 → Present

Kovack Advisor, Inc.

Fort Lauderdale, FL

Previous Registrations

2010-05-19 → 2021-06-16

Morgan Stanley

Irvine, CA

Rancho Sante Fe, CA

Newport Beach, CA
1997-01-07 → 2010-05-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Laguna Hills, CA

Irvine, CA

Other Businesses

1) DBA-RUSSELL WEALTH MANAGEMENT- 1311 CHOCTAW TRAIL, BRENTWOOD, TN 37027; INVESTMENT RELATED; FINANCIAL PLANNING PORTFOLIO MANAGMENT; OWNER; 100% OF TIME SPENT. 2) INSURANCE-1311 CHOCTAW TRAIL, BRENTWOOD, TN 37027; INVESTMENT RELATED; SELLING INSURANCE; INSURANCE PRODUCER; 1% OF TIME SPENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-07
S63	Uniform Securities Agent State Law Examination	1994-09-23

S65 Uniform Investment Adviser Law Examination

1994-10-07
S63 Uniform Securities Agent State Law Examination

1994-09-23

Other Names

Jeffrey A Russell
Jeffrey Allen Russell
Jeffrey Russell

View on SEC IAPD