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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-12-16 |
Branch Locations
1900 North Market Street, Elizabethtown, PA 17022 • United States
360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States
1900 North Market Street, Elizabethtown, PA 17022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Elizabethtown | PA | 08/2012 | 01/2020 |
| Ameriprise Financial Services, Inc | Elizabethtown | PA | 01/2020 | 12/2021 |
| Lpl Financial, Llc | Elizabethtown | PA | 12/2021 | Present |
1. 12/15/2021 - K CAPTIAL WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ ELIZABETHTOWN, PA 2. 12/15/2021 - GLADSTONE WEALTH PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ ELIZABETHTOWN, PA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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