Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| SC | RA | APPROVED | 2018-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 11/2018 |
| Founders Federal Credit Union Dba Founders Investment Services | Lancaster | SC | 01/2018 | 10/2018 |
| Lpl Financial Llc | Lancaster | SC | 11/2018 | Present |
| Founders Federal Credit Union | Lancaster | SC | 11/2018 | Present |
1) 11/14/18- FOUNDERS INVESTMENT SERVICES- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 10/31/2023 - Founders Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-15 |
Reach out to this advisor