Chad Alan Keim

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 03/2018
  Raymond James Financial Services, Inc.
  Sturgis, MI
• 07/2016 → 03/2018
  Raymond James Financial Services Advisors Inc.
  Sturgis, MI
• 03/2018 → 09/2019
  Summit Brokerage Services Inc.
  Sturgis, MI
• 03/2018 → 05/2021
  Summit Financial Group, Inc.
  Sturgis, MI
• 09/2019 → 09/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 09/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2024 → Present
  Kestra Investment Services, Llc
  Sturgis, MI
• 09/2024 → Present
  Kestra Advisory Services, Llc
  Sturgis, MI
• 07/1995 → 03/2018
  Sturgis Bank & Trust (Capital Brokerage)
  Sturgis, MI

Previous Registrations

• 2023-06-29 → 2024-09-04
  Cetera Investment Advisers Llc
  Sturgis, MI
• 2021-03-22 → 2023-06-29
  Cetera Wealth Services, Llc
  Sturgis, MI
  Sherwood, MI
• 2018-03-15 → 2021-05-20
  Summit Financial Group Inc
  Sturgis, MI
• 2016-07-25 → 2018-03-19
  Raymond James Financial Services Advisors, Inc
  Sturgis, MI
• 2010-10-25 → 2016-07-19
  Lpl Financial Llc
  Sturgis, MI
  Punta Gorda, FL

Other Businesses

Name: KEIM MANAGEMENT GROUP LLC POSITION: President/Owner NATURE: tax purposes INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2023 ADDRESS: 817 Blossom Rd., SHERWOOD MI 49089 DESCRIPTION: None Name: KEIM FINANCIAL GROUP, LLC POSITION: President, Financial Planner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 01/15/2018 ADDRESS: 817 Blossom Rd., SHERWOOD MI 49089 DESCRIPTION: On file at Kestra Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/03/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: BRANCH COUNTY BLOOM POSITION: Treasurer, Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2017 ADDRESS: 817 Blossom Rd., Sherwood MI 49089, United States DESCRIPTION: Annual board meeting. Review finances once per year with Director of Bloom. Spouse Anna is the Director.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-15
• S63 Uniform Securities Agent State Law Examination
  1994-08-25

Other Names

• Chad Keim