Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-04-03 |
| GA | RA | APPROVED | 2021-04-15 |
| NC | RA | APPROVED | 2017-10-25 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Charlotte | NC | 10/2004 | 03/2017 |
| Metropolitan Life Insurance Company | Charlotte | NC | 10/2004 | 03/2017 |
| Mml Investors Services, Llc | Orlando | FL | 03/2017 | 05/2017 |
| Unemployed | Orlando | FL | 05/2017 | 07/2017 |
| Guardian Life Insurance Co Of America | Charlotte | NC | 07/2017 | Present |
| Park Avenue Securities, Llc | Charlotte | NC | 07/2017 | Present |
1. Fixed Insurance Products other than Guardian-Using other carriers products when Guardian is not the right fit for the client, Start: 08/29/2017, Address: 6115 Park South Drive, Suite 200 Charlotte, NC 28210, 10 total hours per month; 1 during securities trading hours, Investment related, Less than 10% Annual Compensation, 2. Target Market Institute, LLC, Start: 8/1/2023, Address: 6115 Park South Drive Suite 200, Charlotte, NC 28210, 50 total hours per month; 8 during securities trading hours, Not Investment related, Greater than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-21 |
Reach out to this advisor