Brian George Swim

Employer firm

Lincoln Capital, LLC CRD 168307

$845M regulatory AUM 30 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 10/2022
  Insurance Agency Marketing Services, Inc
  Elkhorn, NE
• 02/2019 → 12/2019
  The Leaders Group Inc
  Littleton, CO
• 06/2016 → 01/2019
  Unemployed
  Omaha, NE
• 11/2022 → Present
  Lincoln Capital Llc
  Lincoln, NE

Previous Registrations

• 2016-04-28 → 2016-06-01
  Ameritas Investment Company, Llc
  Lincoln, NE
  Lincoln, NE
• 2013-11-07 → 2016-01-15
  Sterneck Capital Management Llc
  Kansas City, MO
• 2009-08-21 → 2013-05-09
  Orion Portfolio Solutions, Llc
  Omaha, NE
  Kansas City, MO

Other Businesses

Family First Life Insurance: IMO, not investment related, 80 Norwich-New London Tpke, Uncasville CT 06382, insurance agent, July1, 2022 start date, 4 hours per month, monitoring policies in place. Lincoln Capital Life, LLC: Insurance Agency 6003 Old Cheney Road Suite 350 Lincoln NE 68516 insurance agent, start date: Nov 1, 2022, approx. 32 hours per month, consulting on life insurance needs

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-20
• S63 Uniform Securities Agent State Law Examination
  2019-04-01