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Robert Bolduc Rogers

Phingers And Toze Investments, LLC

San Francisco, CA

CRD 2516272

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Employer firm

Phingers And Toze Investments, LLC CRD 131185

$71.4M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Phingers And Toze Investments, Llc

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-09-08
  • CA RA
    APPROVED
    Since 1997-09-08

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Phingers & Toze Investments, Llc Minneapolis MN 06/1997 Present
  • 06/1997 → Present
    Phingers & Toze Investments, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-29
S63 Uniform Securities Agent State Law Examination 1994-09-02
  • S66 Uniform Combined State Law Examination
    2010-10-29
  • S63 Uniform Securities Agent State Law Examination
    1994-09-02
Other Names
  • Robert Bolduc Rogers

View on SEC IAPD

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