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John Hancock Investment Management LLC CRD 105790
$212B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Cohasset | MA | 12/2002 | Present |
| John Hancock Fund, Llc | Boston | MA | 11/2010 | Present |
| Jhfn Sii | Boston | MA | 06/2012 | Present |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | Present |
| John Hancock Distributors Llc | Boston | MA | 08/2019 | Present |
a.OBA Name: JOHN HANCOCK VARIABLE TRUST ADVISERS LLC b.Investment-related? Yes c.OBA Address: 197 Clarendon Street, Boston, MA 02116 d.OBA Nature: Investing e.Position, Title, or Relationship with the OBA: Officer/Director f.OBA Start Date: 10/01/2023 g.Approximate number of hours/month devoted to the OBA: 1 h.Number of hours devoted to the OBA during securities trading hours: 1 i.Brief description duties related to the OBA: This is a board of directors' position for John Hancock Investment Management/Manulife Investment Management The four boards are: 1. JOHN HANCOCK INVESTMENT MANAGEMEMENT DISTRIBUTORS LLC 2. JOHN HANCOCK INVESTMENT MANAGEMENT LLC 3. JOHN HANCOCK VARIABLE TRUST ADVISERS LLC 4. THE BERKELEY FINANCIAL GROUP, LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-15 |
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