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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-05-26
  • MN RA
    APPROVED
    Since 2026-05-26

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group Plymouth MN 05/2026 Present
Wealth Enhancement Brokerage Services Plymouth MN 05/2026 Present
Wealth Enhancement Advisory Services Plymouth MN 05/2026 Present
Unemployed Lakeville MN 01/2026 04/2026
U.S. Bancorp Investments, Inc. Minneapolis MN 06/2016 10/2016
Rbc Capital Markets, Llc Minneapolis MN 11/2016 04/2025
Ameriprise Financial Services, Llc Minneapolis MN 04/2025 12/2025
  • 05/2026 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 05/2026 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 05/2026 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 01/2026 → 04/2026
    Unemployed
    Lakeville, MN
  • 06/2016 → 10/2016
    Minneapolis, MN
  • 11/2016 → 04/2025
    Minneapolis, MN
  • 04/2025 → 12/2025
    Minneapolis, MN
Previous Registrations
Other Businesses

Name of Activity: Rental Property; Date Activity Started/Modified/Ended:2012-04-24; Address: 13446 Fernando Avenue Apple Valley MN 55124; Type of Activity: Investment real estate; Describe if any other Activity:;Role/Relationship: Other; Describe if any other Roles/Responsibility: My husband manages this property; Responsibilities: None; Total Hours Per Month: 1 to 2; Total Hours Per Month During Trading Hours: 0; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No Name of Activity: Board Member; Date Activity Started/Modified/Ended:2018-04-01; Address: 3012 W 44th St. Minneapolis, MN 55410; Type of Activity: Non profit; Describe if any other Activity:;Role/Relationship: Board of directors; Describe if any other Roles/Responsibility:;Responsibilities: Provide advise to Leadership; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-31
  • S66 Uniform Combined State Law Examination
    1999-12-31
Other Names
  • Ann Marie Parr
  • Ann Marie Senne

View on SEC IAPD

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