Rolf Maile

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-08-28
WA	RA	APPROVED	2014-08-13
NV	RA	APPROVED	2009-01-29

TX RA
APPROVED_RES

Since 2019-08-28
WA RA
APPROVED

Since 2014-08-13
NV RA
APPROVED

Since 2009-01-29

Branch Locations

Las Vegas, NV • United States

10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Las Vegas	NV	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Las Vegas, NV

Previous Registrations

1994-10-17 → 2009-01-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

Other Businesses

SHEILA LLC / 11613 CAMEO AVE LAS VEGAS,NEVADA 89138 / COMPANY/ CONSTRUCTION & BUILDING MATERIALS / EQUIPMENT LEASING / MEMBER OF BOARD OF DIRECTORS / / BUY CONSTRUCTION TRUCK / START DATE 1/7/2014

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-12
S63	Uniform Securities Agent State Law Examination	1994-09-06

S65 Uniform Investment Adviser Law Examination

1994-09-12
S63 Uniform Securities Agent State Law Examination

1994-09-06

View on SEC IAPD