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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-28
  • MN RA
    APPROVED
    Since 2023-08-28

Branch Locations

6500 City West Parkway Suite 375, Eden Prairie, MN 55344 • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 11/2015 08/2023
Ameriprise Financial Services, Llc Minneapolis MN 11/2021 08/2023
D.A. Davidson & Co. Plymouth MN 08/2023 Present
Previous Registrations
Other Businesses

ST. ALBANS MILL CONDOMINIUM ASSOCIATION; NON-INVESTMENT RELATED; HOPKINS, MN; CONDOMINIUM BOARD OF DIRECTORS; SECRETARY; START 10/30/25; 4 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I AM RESPONSIBLE FOR MEETING ORGANIZATION, COMMUNICATION AND RECORD-KEEPING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-16
S63 Uniform Securities Agent State Law Examination 1997-10-23
  • S65 Uniform Investment Adviser Law Examination
    2019-04-16
  • S63 Uniform Securities Agent State Law Examination
    1997-10-23
Other Names
  • Jane Marie Hyland

View on SEC IAPD

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