James Francis Notarianni

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 03/2020
  Ameriprise Financial Services, Inc.
  Langhorne, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Philadelphia, PA

Other Businesses

Business Ownership; Noto Financial Services LLC; Clerical; Administrative; 1418 S 13th St 2nd Fl, , Philadelphia, PA, 19147; Not Investment-Related; 11/24/2009; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Noto Financial Services LLC; Owner; Manage advisory business; 1418 S 13th St 2nd Fl, , Philadelphia, PA, 19147; Investment-Related; 01/01/2025; 20 to 39 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-20

Designations

• Certified Financial Planner

Other Names

• James Frances Notarianni
• Jim Notarianni