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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
| PA | RA | APPROVED | 2006-10-23 |
Branch Locations
1418 S 13Th St Fl 2, Philadelphia, PA 19147-4918 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Langhorne | PA | 08/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Philadelphia | PA | 03/2020 | Present |
Business Ownership; Noto Financial Services LLC; Clerical; Administrative; 1418 S 13th St 2nd Fl, , Philadelphia, PA, 19147; Not Investment-Related; 11/24/2009; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Noto Financial Services LLC; Owner; Manage advisory business; 1418 S 13th St 2nd Fl, , Philadelphia, PA, 19147; Investment-Related; 01/01/2025; 20 to 39 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-20 |
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