Keith Bradford Rowland

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1994 → Present
  Self-Employed
  Dallas, TX
• 06/1994 → Present
  Wma Securities, Inc.
  Austin, TX
• 01/2024 → Present
  Osaic Wealth, Inc.
  Prosper, TX

Previous Registrations

• 2004-10-25 → 2024-01-19
  Woodbury Financial Services, Inc.
  Dallas, TX
  Prosper, TX
  Dallas, TX

Other Businesses

1. KEITH B ROWLAND, AGENT OWNER; LICENSED INSURANCE AGENT; 1650 HIDDEN BLUFF CT; 4/19/1994; INV RELATED 20HR/MO; 10HR/MO DURING TRADING HRS; DUTIES: LIFE INSURANCE SALES AND SERVICING 2. KEITH ROWLAND, AGENT POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/16/2019 ADDRESS: 1650 Hidden Bluff Ct., Prosper TX 75078, United States DESCRIPTION: Sales of LTC insurance through Mutual of Omaha and PGT Solutions broker. 3. KEITH B. ROWLAND POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2010 ADDRESS: 1650 Hidden Bluff Ct., Prosper TX 75078, United States DESCRIPTION: Agent for non-securities life insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-03
• S63 Uniform Securities Agent State Law Examination
  1994-09-02