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Paul Andrew Toby

Ubs Financial Services Inc.

Birmingham, MI

Plymouth, MI

Bloomfield Hills, MI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-21
MI RA APPROVED 2010-10-27
TX RA APPROVED 2009-02-13
  • FL RA
    APPROVED
    Since 2025-08-21
  • MI RA
    APPROVED
    Since 2010-10-27
  • TX RA
    APPROVED
    Since 2009-02-13

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

730 Penniman Avenue, Plymouth, MI 48170 • United States

Bloomfield Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Troy MI 02/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-02-20
    Morgan Stanley & Co. Llc
    Rochester, MI
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rochester, MI
    Rochester, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-25
S63 Uniform Securities Agent State Law Examination 1994-12-27
  • S66 Uniform Combined State Law Examination
    2010-10-25
  • S63 Uniform Securities Agent State Law Examination
    1994-12-27
Other Names
  • Paul A Toby

View on SEC IAPD

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