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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-04 |
Branch Locations
1164 Springfield Avenue Suite A1 [Satellite], Mountainside, NJ 07092 • United States
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
33 Wood Avenue South 7Th Fl 730 [Satellite], Iselin, NJ 08830 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Kenilworth | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kenilworth | NJ | 11/2016 | 03/2025 |
| Wells Fargo Advisors Financial Network, Llc | Iselin | NJ | 03/2025 | Present |
STEPHEN GP, LLC;INV RELATED; ISELIN,NJ; MERCHANT PARTNERSHIP;90% OWNERSHIP;CO-OWNER ; START DATE: 08/08/2025; 5 HRS PER MONTH; 5 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-08 |
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