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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2008-06-30 |
| TX | RA | APPROVED | 2008-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 06/2008 | Present |
| Bank Of America, Na | Atlanta | GA | 12/2009 | Present |
I*47332 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: A RENTAL UNIT INVESTMENT RELATED: N ADDRESS OF BUSINESS: FIFTH STREET, ATLANTA, GEORGIA 30308 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE AND I ARE RENTING THE CONDOMINIUM THAT WE LIVED IN UP UNTIL 2006. WE JUST RECEIVED LEASING STATUS FROM THE HOME OWNERS ASSOCIATION IN SEP. OF 2011. THERE ARE NO DUTIES ANTICIPATED. (II)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: A RENTAL HOUSE INVESTMENT RELATED: N ADDRESS OF BUSINESS:LIBBY LANE JONESBORO, GEORGIA UNITED STATES OF AMERICA30238 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 1/1/2013 NUMBER OF HOURS DEVOTED: 0 ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: A SINGLE DWELLING RENTAL HOUSE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-28 |
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