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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-19 |
| CT | RA | APPROVED | 2025-09-11 |
| NJ | RA | APPROVED | 2025-09-11 |
| NY | RA | APPROVED | 2023-06-28 |
Branch Locations
38-19 Main Street, Flushing, NY 11354 • United States
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Mineola | NY | 08/2016 | 09/2018 |
| Apple Bank For Saving | Flushing | NY | 10/2018 | 06/2023 |
| Infinex Investments, Inc. | Meriden | CT | 10/2018 | 06/2023 |
| Td Bank N.A. | New York | NY | 06/2023 | 01/2025 |
| Td Private Client Wealth Llc | Flushing | NY | 06/2023 | Present |
| Td Bank N.A. | Flushing | NY | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-05 |
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