Charles Anderson Cumber

Employer firm

Simplicity Wealth CRD 300572

$4.27B regulatory AUM 26 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Albuquerque, NM
• 11/2016 → 02/2017
  Wells Fargo Clearing Services, Llc
  Albuquerque, NM
• 04/2017 → 10/2017
  Brokers International Financial Services, Llc
  Urbandale, IA
• 04/2018 → 02/2025
  Union Capital Company
  Tucson, AZ
• 11/2017 → 03/2018
  Unemployed
  Albuquerque, NM
• 02/2025 → Present
  Simplicity Wealth
  Summit, NJ

Previous Registrations

• 2018-05-04 → 2025-02-05
  Union Capital Company
  Albuquerque, NM
  Tucson, AZ
  Tucson, AZ
• 2017-04-20 → 2017-10-10
  Integrity Alliance, Llc.
  Albuquerque, NM
  Urbandale, IA
  Albuquerque, NM
• 2016-04-26 → 2017-03-03
  Wells Fargo Clearing Services, Llc
  Albuquerque, NM
  Tucson, AZ
  El Paso, TX
• 2012-09-05 → 2016-03-03
  U.S. Bancorp Investments, Inc.
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Las Cruces, NM
  Las Cruces, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Grants, NM
  Taos, NM
  Taos, NM
  Albuquerque, NM
  El Prado, NM
  Santa Fe, NM
  Gallup, NM
  Albuquerque, NM

Other Businesses

Empowered Wealth Management. Yes. 2929 N. Central Ave. 14th Floor Phoenix, AZ 85255. Index annuities and Life Insurance business. Trails quarterly. 1/1/1995. 40 hours/month. 40. Selling Index Annuities and life insurance.

Exams

• S66 Uniform Combined State Law Examination
  2012-09-04
• S63 Uniform Securities Agent State Law Examination
  1994-10-24

Other Names

• Charles Anderson Cumber