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Lawrence Vernon Whistler

Courier Capital, LLC

Buffalo, NY

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Current Employers
Courier Capital, Llc

1114 Delaware Avenue, Buffalo, NY 14209-1604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-26
  • NY RA
    APPROVED
    Since 2025-02-26

Branch Locations

1114 Delaware Avenue, Buffalo, NY 14209-1604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nottingham Advisors Amherst NY 05/2006 12/2024
Courier Capital Buffalo NY 12/2024 Present
  • 05/2006 → 12/2024
    Nottingham Advisors
    Amherst, NY
  • 12/2024 → Present
    Courier Capital
    Buffalo, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-18
S63 Uniform Securities Agent State Law Examination 1994-09-29
  • S65 Uniform Investment Adviser Law Examination
    1997-02-18
  • S63 Uniform Securities Agent State Law Examination
    1994-09-29
Designations
Other Names
  • Lawrence V Whistler

View on SEC IAPD

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