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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-03-29
TX RA APPROVED 2020-12-04
VA RA APPROVED 2020-12-04
  • MD RA
    APPROVED
    Since 2022-03-29
  • TX RA
    APPROVED
    Since 2020-12-04
  • VA RA
    APPROVED
    Since 2020-12-04

Branch Locations

Richmond, VA • United States

4000 Legato Rd Ste 1100, Fairfax, VA 22033-2893 • United States

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Vienna VA 01/2010 09/2016
Suntrust Advisory Services Atlanta GA 09/2016 09/2016
Oppenheimer & Co. Inc. Vienna VA 09/2016 12/2020
Ameriprise Financial Services, Llc Vienna VA 12/2020 Present
Previous Registrations
  • 2016-10-03 → 2020-12-11
    Washington, DC
    Vienna, VA
  • 2010-01-13 → 2016-09-30
    Truist Investment Services, Inc.
    Burke, VA
    Fort Belvoir, VA
    Lorton, VA
    Alexandria, VA
    Alexandria, VA
    Burke, VA
    Laurel, MD
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
    Falls Church, VA
    Falls Church, VA
  • 2016-09-21 → 2016-09-30
    Alexandria, VA
    Burke, VA
    Burke, VA
    Fort Belvoir, VA
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
    Alexandria, VA
  • 2007-10-22 → 2010-01-07
    Bb&T Investment Services, Inc.
    Springfield, VA
    Centreville, VA
    Charlotte, NC
    Fairfax, VA
    Alexandria, VA
  • 2007-02-05 → 2007-06-28
    Fredericksburg, VA
  • 2006-04-11 → 2006-08-22
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-20
  • S66 Uniform Combined State Law Examination
    2006-02-20
Other Names
  • Allison Marie Taylor
  • Allison Marie Clay

View on SEC IAPD

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