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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-14 |
| TX | RA | APPROVED_RES | 2021-05-20 |
Branch Locations
6 Skidaway Village Walk Ste D 1St Fl, Savannah, GA 31411 • United States
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Savannah | GA | 11/2018 | Present |
| Unemployed | Savannah | GA | 03/2014 | 11/2018 |
EXECUTOR FOR SPOUSE'S ESTATE; INV. RELATED; SAVANNAH, GA; START DATE 9/2022; 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-24 |
| S66 | Uniform Combined State Law Examination | 2001-05-10 |
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