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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-26
TX RA APPROVED_RES 2017-03-30
NJ RA APPROVED 2002-11-01
  • FL RA
    APPROVED
    Since 2025-02-26
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • NJ RA
    APPROVED
    Since 2002-11-01

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

The Villages, FL • United States

Long Branch, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Florham Park NJ 03/2008 Present
City National Bank Florham Park NJ 10/2016 Present
  • 03/2008 → Present
    Florham Park, NJ
  • 10/2016 → Present
    City National Bank
    Florham Park, NJ
Other Businesses

(1) I OWN 2 RENTAL INCOME PROPERTIES. HILLEN HEAD ISLAND VILLA 40 FOLLEY FIELD ROAD HILLED HEAND ISLAND, SC I AM A PASSIVE OWNER OF A SUMMER RENTAL CONDO. I STARTED THIS ENDEAVOR 3/03 AND THERE IS NO PROJECTED END DATE AT THIS TIME. I WORK ZERO HOURS PER MONTH ON THIS ACTIVITY. (2) I AM A PASSIVE OWNER TO MORIBEHS VENDING. 491 HERRICH DRIVE, DOVER NJ 07801. I HELP REFILL PRODUCT AND SERVICE ROUTE. I WORK THREE HOURS A MONTH ON THIS ENDEAVOR, ZERO OF WHICH ARE DURING SECURITIE TRADING HOURS. I STARTED THIS PROJECT ON SEPTEMBER, 04 AND THERE IS NO PROJECTED END DATE AT THIS TIME. (3) NAME OF ENTITY: Knights of Columbus ADDRESS: 514 PO Box 544 Dover, NJ 07802-0544 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Charitable Organization CAPACITY: Treasurer START DATE: 11/15/21 DUTIES: Responsibilities as Treasurer of the Knight of Columbus Council 514 - Wharton NJ. My role is to pay all bills that are incurred by the Council through our Knights checking account. Pay through the checking account all donations made by the council. Maintain our ledger on an excel spreadsheet for all cash inflows and outflows. Report to the council bi-weekly our activity and balances. Monitor and report on our online banking account with Santander Bank. Participate in an annual audit of the Council Finances along with the Financial Secretary. I do not have control in any spending or investment decisions. I have no discretion on council assets whatsoever. My role is simply in an "accounting" function. All assets are held in bank savings and checking. There is no plan or desire to invest any of the funds in any securities at this time. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) Name of Entity: 111 Packanack Lake Road LLC Address: 5 Miller Drive Boonton New Jersey 07005 Investment/Not Investment Related: No Business Description: Partnership Start Date: Jul 11, 2025 Capacity: Other Duties: My sister, myself, and a friend who is a builder are buying a fixer upper home to flip. We do not anticipate being an LLC beyond the sale of the home. The home is hopefully going to be renovated and sold within 3 to 4 months from July 11. Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-12
S63 Uniform Securities Agent State Law Examination 1994-09-26
  • S65 Uniform Investment Adviser Law Examination
    1997-03-12
  • S63 Uniform Securities Agent State Law Examination
    1994-09-26
Designations

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