Kenneth Alan Bauman

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Grand Rapids, MI
• 11/2016 → 07/2021
  Wells Fargo Clearing Services, Llc
  Grand Rapids, MI
• 07/2021 → 10/2022
  Cantella & Co., Inc.
  Malden, MA
• 07/2021 → Present
  West Michigan Advisors
  Holland, MI
• 10/2022 → Present
  Level Four Financial, Llc
  Dallas, TX

Previous Registrations

• 2010-09-24 → 2021-07-07
  Wells Fargo Clearing Services, Llc
  Grand Rapids, MI

Other Businesses

(1.) WEST MICHIGAN ADVISORS, LLC, REGISTERED RIA, INVESTMENT ADVISOR REPRESENTATIVE, INVESTMENT RELATED, 301 Hoover Blvd Suite 300 Holland MI 49423; DEVOTES APPROXIMATELY 50% OF HIS TIME OR 120 HOURS PER MONTH DURING TRADING HOUR SERVING AS AN ADVISOR. STARTED 7/2021. DBA NAME FOR BROKERAGE BUSINESS CONDUCTED THROUGH LEVEL FOUR FINANCIAL, LLC., REGISTERED REPRESENTATIVE, INVESTMENT RELATED. (2.) Camp Geneva; Investment Related; 3995 Lakeshore Dr Holland MI 49424; Charitable Organization 501c3; Member of finance committee and investment committee; Start Date: 2023; 2 hours devoted monthly; 0 hours devoted during trading hours; Meet quarterly for each committee for 2 hours to discuss finance and investments. 2.INSURANCE SALES, AGENT, SERVICES AND SELLS VARIOUS LINES OF NON-SECURITIES INSURANCE PRODUCTS AND FIXED ANNUITIES, DEVOTES APPROXIMATELY 16 HOURS PER MONTH DURING TRADING HOURS / STARTED 7/2021. NON-INVESTMENT RELATED 3.CAMP NWA, LLC, NOT INVESTMENT RELATED; WHITE CLOUD, MI; 50% OWNERSHIP; START 7/2/2021; 4 HOURS PER MONTH, 0 DURING TRADING; HUNTING CAMP OWNER 4.HOLLAND HOME, RETIREMENT AND ELDERLY CARE, NOT-INVESTMENT RELATED, INVESTMENT COMMITTEE MEMBER, DEVOTE APPROXIMATELY 1 HOUR PER MONTH WITH ½ HOUR DURING MARKET HOURS. 5.CAMP GENEVA, YOUTH CAMP, NOT INVESTMENT RELATED, FINANCE AND INVESTMENT COMMITTEE MEMBER, DEVOTE APPROXIMATELY 1 HOUR PER MONTH WITH NO TIME DEVOTED DURING TRADING HOURS. 6. WESTERN SEMINARY, NOT INVESTMENT RELATED, NON-PROFIT, VOLUNTEER AND INVESTMENT COMMITTEE MEMBER, STARTED 1/1/2024, DEVOTE APPROXIMATELY 1/2 HOUR TO THIS ACTIVITY OUTSIDE OF TRADING HOURS, HOLLAND, MI.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-23
• S63 Uniform Securities Agent State Law Examination
  1994-09-20