Best Investors Account Sign in

Daniel L Mickley

LPl Financial LLC

Powell, OH

Fort Mill, SC

CRD 5045012

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-10
OH RA APPROVED 2023-02-07
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • OH RA
    APPROVED
    Since 2023-02-07

Branch Locations

Powell, OH • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 10/2012 11/2018
Janney Montgomery Scott Llc Columbus OH 11/2018 02/2023
Lpl Financial Llc Powell OH 02/2023 Present
Previous Registrations
  • 2018-11-09 → 2023-02-08
    Janney Montgomery Scott Llc
    Columbus, OH
  • 2012-10-01 → 2018-11-23
    J.P. Morgan Securities Llc
    Columbus, OH
    Dublin, OH
  • 2008-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Akron, OH
    Mansfield, OH
    Columbus, OH
    Mansfield, OH
    Canton, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-29
  • S66 Uniform Combined State Law Examination
    2008-04-29

View on SEC IAPD

More in Powell, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor