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Craig Jeffrey St. Thomas

T. Rowe Price Associates, Inc.

Charlotte, NC

CRD 2514279

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Employer firm

T. Rowe Price Associates, Inc. CRD 105496

$2.20T regulatory AUM 83 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-10-10
NC RA APPROVED 2017-10-10
  • MD RA
    APPROVED
    Since 2017-10-10
  • NC RA
    APPROVED
    Since 2017-10-10

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 03/2004 Present
  • 03/2004 → Present
    T. Rowe Price
    Owings Mills, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-09
S63 Uniform Securities Agent State Law Examination 1998-01-21
S65 Uniform Investment Adviser Law Examination 1998-01-21
  • S66 Uniform Combined State Law Examination
    2017-10-09
  • S63 Uniform Securities Agent State Law Examination
    1998-01-21
  • S65 Uniform Investment Adviser Law Examination
    1998-01-21
Other Names
  • Craig Jeffrey Stthomas

View on SEC IAPD

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