Dawn Marie Zerillo

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-07-05

NY RA
APPROVED

Since 2024-07-05

Branch Locations

440 Mamaroneck Ave Suite 506, Harrison, NY 10528 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
N/A	Chicago	IL	07/1997	03/2024
Hightower Advisors	Chicago	IL	03/2024	Present

07/1997 → 03/2024

N/A

Chicago, IL
03/2024 → Present

Hightower Advisors

Chicago, IL

Other Businesses

DDI Equities LLC. 34 Brookridge Drive Greenwich, CT 06830 Advisor. Accounting assistance for a real estate investment firm. No Hightower clients may be solicited. Start date 10/2024 . 2-20 hours per month with 0 hours during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-07-05
S63	Uniform Securities Agent State Law Examination	1995-04-21

S65 Uniform Investment Adviser Law Examination

2024-07-05
S63 Uniform Securities Agent State Law Examination

1995-04-21

Other Names

Dawn Marie Zerillo
Dawn Zerillo Israel

View on SEC IAPD