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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-19
CA RA APPROVED 2009-10-05
DE RA APPROVED 2009-10-05
FL RA APPROVED 2009-10-05
NH RA APPROVED 2009-10-05
NJ RA APPROVED 2009-10-05
PA RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2015-08-19
  • CA RA
    APPROVED
    Since 2009-10-05
  • DE RA
    APPROVED
    Since 2009-10-05
  • FL RA
    APPROVED
    Since 2009-10-05
  • NH RA
    APPROVED
    Since 2009-10-05
  • NJ RA
    APPROVED
    Since 2009-10-05
  • PA RA
    APPROVED
    Since 2009-10-05

Branch Locations

3000 Atrium Way Ste 510, Mount Laurel, NJ 08054-3914 • United States

Hainesport, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mount Laurel NJ 10/2009 03/2020
Ameriprise Financial Services, Llc Mount Laurel NJ 03/2020 Present
Previous Registrations
  • 2003-06-30 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Jenkintown, PA
    Yardley, PA
  • 2003-03-11 → 2003-07-10
    Newton, PA
Other Businesses

Other Business Activities; La Salle University Investment Committee; Help review University on their investment allocations; 1900 West Olney Avenue, Philadelphia, PA 19141, ,; ; 11/10/2011; 1 to 9 hours per month; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-25
S63 Uniform Securities Agent State Law Examination 1994-08-05
  • S65 Uniform Investment Adviser Law Examination
    2001-01-25
  • S63 Uniform Securities Agent State Law Examination
    1994-08-05
Other Names
  • Michael Thomas Sicilano

View on SEC IAPD

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