Scott Allen Van Epps

Employer firm

Process Wealth LLC CRD 336802

$13.5M regulatory AUM 11 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 05/2019
  Strategic Wealth Advisors Group, Inc.
  Sacramento, CA
• 09/2009 → 05/2019
  Lpl Financial Llc
  Sacramento, CA
• 07/2025 → Present
  Process Wealth Llc
  Granite Bay, CA
• 08/2018 → 05/2025
  Ascension Advocates Llc
  Granite Bay, CA
• 04/2023 → 05/2025
  Ascension Advocate Partners Llc
  Granite Bay, CA
• 03/2019 → 12/2019
  Process Wealth Llc
  Granite Bay, CA
• 02/2026 → Present
  Journey Wealth Management Llc
  Roseville, CA

Previous Registrations

• 2019-05-22 → 2019-12-31
  Process Wealth, Llc
  Sacramento, CA
• 2016-07-07 → 2019-05-01
  Mariner Advisor Network
  Sacramento, CA
• 2006-09-05 → 2016-07-08
  Strategic Wealth Advisors Group
  Sacramento, CA
• 2009-09-08 → 2009-12-12
  Lpl Financial Llc
  Sacramento, CA
• 2009-01-06 → 2009-09-08
  Associated Securities Corp.
  San Mateo, CA
  Sacramento, CA
• 2006-07-20 → 2008-12-31
  Fsc Securities Corporation
  Sacramento, CA
• 2005-06-13 → 2006-07-21
  Qa3 Financial Llc
  Citrus Heights, CA
• 2000-05-12 → 2005-06-24
  Osaic Fa, Inc.
  Sacramento, CA

Other Businesses

Journey Wealth Management LLC; Investment Related; Roseville, CA; Fixed Insurance product sales; Insurance Agent; Started 02/2026; Approximately 72 hours spent per month during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-31
• S63 Uniform Securities Agent State Law Examination
  1994-08-22

Other Names

• Scott Allen Vanepps