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Scott Allen Van Epps

Process Wealth LLC

Roseville, CA

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Current Employers
Process Wealth Llc

2140 Professional Dr. Suite 120, Roseville, CA 95661 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-31
CA RA APPROVED 2025-07-25
  • TX RA
    APPROVED
    Since 2025-07-31
  • CA RA
    APPROVED
    Since 2025-07-25

Branch Locations

2140 Professional Dr. Suite 120, Roseville, CA 95661 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Wealth Advisors Group, Inc. Sacramento CA 09/2006 05/2019
Lpl Financial Llc Sacramento CA 09/2009 05/2019
Process Wealth Llc Granite Bay CA 07/2025 Present
Ascension Advocates Llc Granite Bay CA 08/2018 05/2025
Ascension Advocate Partners Llc Granite Bay CA 04/2023 05/2025
Process Wealth Llc Granite Bay CA 03/2019 12/2019
Journey Wealth Management Llc Roseville CA 02/2026 Present
  • 09/2006 → 05/2019
    Strategic Wealth Advisors Group, Inc.
    Sacramento, CA
  • 09/2009 → 05/2019
    Lpl Financial Llc
    Sacramento, CA
  • 07/2025 → Present
    Process Wealth Llc
    Granite Bay, CA
  • 08/2018 → 05/2025
    Ascension Advocates Llc
    Granite Bay, CA
  • 04/2023 → 05/2025
    Ascension Advocate Partners Llc
    Granite Bay, CA
  • 03/2019 → 12/2019
    Process Wealth Llc
    Granite Bay, CA
  • 02/2026 → Present
    Journey Wealth Management Llc
    Roseville, CA
Previous Registrations
  • 2019-05-22 → 2019-12-31
    Process Wealth, Llc
    Sacramento, CA
  • 2016-07-07 → 2019-05-01
    Mariner Advisor Network
    Sacramento, CA
  • 2006-09-05 → 2016-07-08
    Strategic Wealth Advisors Group
    Sacramento, CA
  • 2009-09-08 → 2009-12-12
    Lpl Financial Llc
    Sacramento, CA
  • 2009-01-06 → 2009-09-08
    Associated Securities Corp.
    San Mateo, CA
    Sacramento, CA
  • 2006-07-20 → 2008-12-31
    Fsc Securities Corporation
    Sacramento, CA
  • 2005-06-13 → 2006-07-21
    Qa3 Financial Llc
    Citrus Heights, CA
  • 2000-05-12 → 2005-06-24
    Osaic Fa, Inc.
    Sacramento, CA
Other Businesses

Journey Wealth Management LLC; Investment Related; Roseville, CA; Fixed Insurance product sales; Insurance Agent; Started 02/2026; Approximately 72 hours spent per month during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-31
S63 Uniform Securities Agent State Law Examination 1994-08-22
  • S65 Uniform Investment Adviser Law Examination
    2025-03-31
  • S63 Uniform Securities Agent State Law Examination
    1994-08-22
Other Names
  • Scott Allen Vanepps

View on SEC IAPD

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MUTUAL ADVISORS, LLC · Roseville, CA
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COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
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MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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