Joseph Conrad Cunningham

Current Employers

Employment History

• 08/2004 → 04/2019
  Iowa State Savings Bank
  Knoxville, IA
• 07/2015 → 06/2024
  Securities America, Inc.
  Knoxville, IA
• 07/2015 → 10/2016
  Securities America Advisors
  Knoxville, IA
• 10/2016 → Present
  Usadvisors Wealth Management, Llc
  Knoxville, IA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Knoxville, IA

Previous Registrations

• 2016-10-21 → 2025-09-24
  Usadvisors Wealth Management, Llc
  Knoxville, IA
  Knoxville, IA
• 2015-07-15 → 2016-10-21
  Securities America Advisors, Inc.
  Knoxville, IA
• 2003-05-21 → 2015-07-23
  Fintegra, Llc
  Knoxville, IA
  Knoxville, IA

Other Businesses

1. KNOXVILLE COMMUNITY SCHOOLS POSITION: Coach NATURE: Coaching Middle School girls track and field at our local school INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2022 ADDRESS: 309 W Main, Knoxville IA 50138 DESCRIPTION: I will coach the middle school girls track team for our local school. I'm in charge of practices and meet line-ups. Practice is from 3:30-5:00 M-F from March 22nd thru May 5th. There are 6 meets on the schedule during that time. 2. RESPITE CONNECTIONS POSITION: Caretaker NATURE: I will provide respite care (babysit, look after) to disabled children, giving their parents a break. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2023 ADDRESS: 2670 106th St Suite 220, Urbandale IA 50322 DESCRIPTION: I will watch, and care for a disabled child while her mother can take time to rest, do household and personal errands, etc. The child is my granddaughter, and for reasons I don't fully understand, the Department of Human Resources in Iowa asks that we be "hired" through this agency to track her care. 3. MARION COUNTY ZONING COMMISSION POSITION: Board (Commission) Member NATURE: Serve a term on the Marion County Planning and Zoning Commission. The group meets monthly (if needed) to look at zoning updates and requests within our rural county. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 214 E Main, Knoxville IA 50138 DESCRIPTION: The board meets monthly (only if needed) to consider zoning requests and changes that are applied for in our county. It is a 5-person board who discusses and votes on proposed changes or requests, and then makes a recommendation to the County Board of Supervisors. In the end, we are only a recommending board....we have no actual power to change zoning or ordinances. We recommend to the Board of Supervisors, who make the actual decisions. 4. CUNNINGHAM FINANCIAL SERVICES POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/09/2026 ADDRESS: 305 E Main St, Knoxville IA 50138, United States DESCRIPTION: I have the ability to sell direct insurance products with my insurance license. Current;y, and for the past 2 years, I have not done this. Any insurance I do sell is through Osaic. 5. CUNNINGHAM FINANCIAL SERVICES PROPERTY RENTAL POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 305 E Main St, Knoxville IA 50138, United States DESCRIPTION: I own a rental property in Knoxville, IA, located at 506 W Rock Island, Knoxville, IA 50138

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-20
• S63 Uniform Securities Agent State Law Examination
  1995-05-19

Other Names

• Jo Cunningham
• Joe Cunningham