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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-10-10 |
| SC | RA | APPROVED | 2024-10-02 |
| TX | RA | APPROVED | 2024-10-02 |
Branch Locations
124 Verdae Blvd Suite 504, Greenville, SC 29607 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gni Capital, Inc. | New York | NY | 12/2001 | 06/2019 |
| Fintrust Brokerage Services, Llc | Greenville | SC | 07/2008 | 09/2024 |
| Fintrust Investment Advisory Services, Llc | Greenville | SC | 09/2009 | 03/2018 |
| Fintrust Capital Advisors, Llc | Greenville | SC | 03/2018 | 07/2021 |
| Fintrust Capital Partners, Llc | Greenville | SC | 01/2018 | 09/2024 |
| Fintrust Capital Advisors, Llc | Greenville | SC | 07/2021 | 09/2024 |
| Wealth Enhancement Group | Greenville | SC | 10/2024 | Present |
| Lpl Financial Llc | Greenville | SC | 10/2024 | 06/2025 |
| Wealth Enhancement Advisory Services | Greenville | SC | 10/2024 | Present |
| Wealth Enhancement Brokerage Services | Greenville | SC | 10/2024 | Present |
1- 09/2024 / LAKESIDE LODGE CONDO / Real Estate Rental / Inv Rltd / start 10/05/2018 2- 09/2024 / ARG HOLDINGS / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / 2 hrs mnth / 2 hrs during trading / start 9/8/2017 3- 09/2024 / MEG PROPERTIES LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / 2 hrs mnth / 16 hrs during trading / start 12/29/2009 4- 09/2024 / ARG-OZ LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / start 04/13/2023 5- 09/2024 / EcoFuelsSAF LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / start 08/05/2022 6- 10/15/2024 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 9/16/24 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. 7- Liquorum Holdings Corp - Non-Investment Related - Columbia, SC - Independent Member of the Compensation Board - Start Date: 05/2026 - 1 Hour Spent Per Month, 0 Hours Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-06-17 |
| S65 | Uniform Investment Adviser Law Examination | 1996-01-15 |
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