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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-10
SC RA APPROVED 2024-10-02
TX RA APPROVED 2024-10-02
  • LA RA
    APPROVED
    Since 2024-10-10
  • SC RA
    APPROVED
    Since 2024-10-02
  • TX RA
    APPROVED
    Since 2024-10-02

Branch Locations

124 Verdae Blvd Suite 504, Greenville, SC 29607 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gni Capital, Inc. New York NY 12/2001 06/2019
Fintrust Brokerage Services, Llc Greenville SC 07/2008 09/2024
Fintrust Investment Advisory Services, Llc Greenville SC 09/2009 03/2018
Fintrust Capital Advisors, Llc Greenville SC 03/2018 07/2021
Fintrust Capital Partners, Llc Greenville SC 01/2018 09/2024
Fintrust Capital Advisors, Llc Greenville SC 07/2021 09/2024
Wealth Enhancement Group Greenville SC 10/2024 Present
Lpl Financial Llc Greenville SC 10/2024 06/2025
Wealth Enhancement Advisory Services Greenville SC 10/2024 Present
Wealth Enhancement Brokerage Services Greenville SC 10/2024 Present
  • 12/2001 → 06/2019
    Gni Capital, Inc.
    New York, NY
  • 07/2008 → 09/2024
    Fintrust Brokerage Services, Llc
    Greenville, SC
  • 09/2009 → 03/2018
    Fintrust Investment Advisory Services, Llc
    Greenville, SC
  • 03/2018 → 07/2021
    Fintrust Capital Advisors, Llc
    Greenville, SC
  • 01/2018 → 09/2024
    Fintrust Capital Partners, Llc
    Greenville, SC
  • 07/2021 → 09/2024
    Fintrust Capital Advisors, Llc
    Greenville, SC
  • 10/2024 → Present
    Wealth Enhancement Group
    Greenville, SC
  • 10/2024 → 06/2025
    Lpl Financial Llc
    Greenville, SC
  • 10/2024 → Present
    Wealth Enhancement Advisory Services
    Greenville, SC
  • 10/2024 → Present
    Wealth Enhancement Brokerage Services
    Greenville, SC
Previous Registrations
  • 2018-03-23 → 2024-10-03
    Fintrust Capital Advisors, Llc
    Greenville, SC
  • 2009-04-08 → 2019-03-25
    Gni Capital, Llc
    Greenville, SC
  • 2009-09-17 → 2018-03-29
    Fintrust Investment Advisory Services, Llc
    Greenville, SC
Other Businesses

1- 09/2024 / LAKESIDE LODGE CONDO / Real Estate Rental / Inv Rltd / start 10/05/2018 2- 09/2024 / ARG HOLDINGS / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / 2 hrs mnth / 2 hrs during trading / start 9/8/2017 3- 09/2024 / MEG PROPERTIES LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / 2 hrs mnth / 16 hrs during trading / start 12/29/2009 4- 09/2024 / ARG-OZ LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / start 04/13/2023 5- 09/2024 / EcoFuelsSAF LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / start 08/05/2022 6- 10/15/2024 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 9/16/24 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. 7- Liquorum Holdings Corp - Non-Investment Related - Columbia, SC - Independent Member of the Compensation Board - Start Date: 05/2026 - 1 Hour Spent Per Month, 0 Hours Spent During Trading Hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-06-17
S65 Uniform Investment Adviser Law Examination 1996-01-15
  • S63 Uniform Securities Agent State Law Examination
    2010-06-17
  • S65 Uniform Investment Adviser Law Examination
    1996-01-15
Designations

View on SEC IAPD

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