Daniel Raymond Gardner

Current Employers

Employment History

• 11/1995 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Southfield, MI

Previous Registrations

• 2010-10-30 → 2018-11-02
  Signator Investors, Inc.
  Southfield, MI
  Southfield, MI
  Rochester Hills, MI

Other Businesses

1. SPEAKING ENGAGEMENTS/GUEST SPEAKER AS UNIVERSITY ALUMNI OAKLAND UNIVERSITY PLANNED GIVING POSITION: guest speaker NATURE: Guest speaker as alumni to university planned giving department INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/02/2016 ADDRESS: 2200 n. squirrel rd, rochester MI 48309, United States DESCRIPTION: Guest speaker for university planned giving department 2. RENTAL PROPERTY OWNER POSITION: owner NATURE: Rental property and part owner INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2009 ADDRESS: 4000 Main St, unit #32, Bay Harbor MI 49770, United States DESCRIPTION: part owner of a rental property for vacation 3. MICHIGAN FINANCIAL COMPANIES INSURANCE POSITION: Financial Planner NATURE: Michigan Financial Companies: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/11/2016 ADDRESS: 28411 northwestern hwy, suite 1300, southfield MI 48034, United States DESCRIPTION: selling life insurance / protection products 4. MICHIGAN FINANCIAL COMPANIES - SECURITIES POSITION: Financial Planner NATURE: Michigan Financial Companies: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/05/1996 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 5. UNIVERSITY PRESBYTERIAN CHURCH BOARD MEMBER POSITION: board member NATURE: Board member and volunteer. Member of Session (church board) and member of the Finance / Stewardship committee INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 1385 s adams, rochester hills MI 48309, United States DESCRIPTION: Organizing agenda for meetings, review church financial reports. 6. GARDNER WEALTH STRATEGIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2014 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48034, United States DESCRIPTION: This LLC is established for business expense purposes solely. It is not used to market any securities or insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-01
• S63 Uniform Securities Agent State Law Examination
  1996-01-17

Designations