Dana Brown

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

I*800230, Entity Type: Entity For Profit, Name of OBA: Rental Property 1, Address: Plainfield , New Jersey 07060, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 03/01/2022, No Hours: 4, No Hours during trading: 0, Duties: Owner of Rental Property I*3198264 Entity Type: N/A Name of OBA: Estate of S R B Address: Piscataway, New Jersey Investment Related: No Position, Title, Association: Executor Employee Start Date: 11/24/2025 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Executor Parents

Exams

• S66 Uniform Combined State Law Examination
  2015-06-05
• S63 Uniform Securities Agent State Law Examination
  2013-10-14

Other Names

• Dana Wade Brown
• Dana Wade Brown
• Dana W Brown