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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-02-04
  • TN RA
    APPROVED
    Since 2026-02-04

Branch Locations

Jasper, TN • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Brea CA 11/2013 11/2024
Householder Group Estate & Retirement Specialists Brea CA 11/2013 11/2024
Wealth Enhancement Brokerage Services Jasper TN 11/2024 Present
Wealth Enhancement Group Jasper TN 11/2024 Present
Wealth Enhancement Advisory Services Jasper TN 11/2024 Present
  • 11/2013 → 11/2024
    Lpl Financial Llc
    Brea, CA
  • 11/2013 → 11/2024
    Householder Group Estate & Retirement Specialists
    Brea, CA
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Jasper, TN
  • 11/2024 → Present
    Wealth Enhancement Group
    Jasper, TN
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Jasper, TN
Previous Registrations
  • 2013-11-25 → 2024-11-12
    Householder Group Estate & Retirement Specialists
    Brea, CA
    Orange, CA
    Laguna Hills, CA
    Long Beach, CA
  • 2009-07-29 → 2013-11-26
    Householder Group Financial Advisors, Llc
    Fullerton, CA
    Orange, CA
    Long Beach, CA
    Laguna Niguel, CA
  • 2001-09-10 → 2009-07-29
    Householder Group, Estate & Retirement Specialists
    Orange, CA
Other Businesses

1. KOFOED FAMILY TRUST - TRUSTEE - START DATE 04/01/2014 - 1 HOUR SPENT PER MONTH, WITH 0 HOURS DURING TRADING HOURS. OWNER OF RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-29
S63 Uniform Securities Agent State Law Examination 1994-09-27
  • S65 Uniform Investment Adviser Law Examination
    1999-03-29
  • S63 Uniform Securities Agent State Law Examination
    1994-09-27

View on SEC IAPD

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