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Torrance, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-13 |
| CA | RA | APPROVED | 2013-01-14 |
| TX | RA | APPROVED | 2013-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Capital Group, Inc. | Redondo Beach | CA | 10/2012 | Present |
| Lpl Financial, Llc | Redondo Beach | CA | 12/2010 | Present |
1. 10/5/2011: REAL ESTATE RENTAL - (1) RENTAL UNIT. SINGLE FAMILY HOME. RENTER IS NOT A CUSTOMER OF LPL AND NOT AN ADVISOR OF ANOTHER B/D. - 1% OF TIME - SUGARLAND, TX. 2. 1/25/2013: REGISTERED INVESTMENT ADVISOR - PARK CAPITAL GROUP, INC. - PROVIDING INVESTMENT ADVICE ON ADVISORY ACCOUNTS. IN ADDITION, PREPARE FINANCIAL PLANS AND GIVE ADVICE TO ERISA PLAN PARTICIPANTS ON AN HOURLY BASIS. - (HYBRID) PARK CAPITAL GROUP, INC. - TIME SPENT 70% - Redondo Beach, CA. 3. 3/6/2018 - No Business Name - Investment Related - Gardena, CA - Real Estate Rental - Start Date 2/21/2018 - 1 Hour per month/0 During Trading - Rental Unit Condominium. 4. 10/26/2021 - Park Wealth Management - Investment Related - At Reported Business Location(s - DBA for LPL Business (entity for LPL business) - Started 12/03/2019 - 80 Hours Per Month During Securities Trading. 5. 09/20/2023 - Glen Park - Realtor - Mortgage/Real Estate Services - Real Estate Agent - Investment Related - At Reported Business Location(s) - Start Date 03/13/2017 - 1 Hour Per Month/ 0 Hours During Trading 6. Independent Insurance Sales: Start Date: 7/17/1990; Address: 2117 Clark Lane, #B, Redondo Beach, CA 90278; Life/Disability Insurance - CA; Assist clients with determining the appropriate amount of coverage and type of coverage to accomplish their goals. Assist with purchasing the policy and providing on-going service to the client until policy termination; Not Investment Related; Number of Hours Per Month During Non-Trading Hours: 1.5 7. American Dream Builders: Start Date: 9/7/17; Address: 19641 Topeka Lane, Huntington Beach, CA 90278; Duties/Nature of Business: I am the Secretary and handle administrative issues. I am not the rep of record. There are a total of 5 board members. There is a majority vote required. I am not the founder of the organization. I am not providing advice to the board. Investment Related? Y/N - N, Number of Hours Per Month During Trading Hours: 0 hrs/month, Number of Hours Per Month During Non-Trading Hours: 0.5 hrs/month. 8. Successor Trustee to the Park Living Trust: Start Date: 11/7/2017, Address: 2117 Clark Lane, #B, Redondo Beach, CA 90278, Duties/Nature of Business: I am currently listed as Successor Trustee for my parents living trust. They are both currently alive., Investment Related? Y/N - N, Number of Hours Per Month During Trading Hours: 0, Number of Hours Per Month During Non-Trading Hours: 0 9. Real Estate Agent: Start Date: 3/27/17, Address: 2117 Clark Lane, #B, Redondo Beach, CA 90278, Duties/Nature of Business: I am a licensed Real Estate Agent. I do not employ individuals non securities-licensed with LPL Financial. This business does share office space with my securities business. Investment Related? Y/N - No, Number of Hours Per Month During Trading Hours: 0, Number of Hours Per Month During Non-Trading Hours: - 0.5 hrs/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-14 |
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