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Current Employers
Park Capital Group, Inc.

Torrance, CA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-13
CA RA APPROVED 2013-01-14
TX RA APPROVED 2013-01-03
  • LA RA
    APPROVED
    Since 2026-05-13
  • CA RA
    APPROVED
    Since 2013-01-14
  • TX RA
    APPROVED
    Since 2013-01-03

Branch Locations

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Capital Group, Inc. Redondo Beach CA 10/2012 Present
Lpl Financial, Llc Redondo Beach CA 12/2010 Present
  • 10/2012 → Present
    Redondo Beach, CA
  • 12/2010 → Present
    Lpl Financial, Llc
    Redondo Beach, CA
Previous Registrations
  • 2005-01-24 → 2010-12-15
    Cerritos, CA
    Cerritos, CA
    Irvine, CA
    Cerritos, CA
    Cerritos, CA
  • 2007-01-04 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. 10/5/2011: REAL ESTATE RENTAL - (1) RENTAL UNIT. SINGLE FAMILY HOME. RENTER IS NOT A CUSTOMER OF LPL AND NOT AN ADVISOR OF ANOTHER B/D. - 1% OF TIME - SUGARLAND, TX. 2. 1/25/2013: REGISTERED INVESTMENT ADVISOR - PARK CAPITAL GROUP, INC. - PROVIDING INVESTMENT ADVICE ON ADVISORY ACCOUNTS. IN ADDITION, PREPARE FINANCIAL PLANS AND GIVE ADVICE TO ERISA PLAN PARTICIPANTS ON AN HOURLY BASIS. - (HYBRID) PARK CAPITAL GROUP, INC. - TIME SPENT 70% - Redondo Beach, CA. 3. 3/6/2018 - No Business Name - Investment Related - Gardena, CA - Real Estate Rental - Start Date 2/21/2018 - 1 Hour per month/0 During Trading - Rental Unit Condominium. 4. 10/26/2021 - Park Wealth Management - Investment Related - At Reported Business Location(s - DBA for LPL Business (entity for LPL business) - Started 12/03/2019 - 80 Hours Per Month During Securities Trading. 5. 09/20/2023 - Glen Park - Realtor - Mortgage/Real Estate Services - Real Estate Agent - Investment Related - At Reported Business Location(s) - Start Date 03/13/2017 - 1 Hour Per Month/ 0 Hours During Trading 6. Independent Insurance Sales: Start Date: 7/17/1990; Address: 2117 Clark Lane, #B, Redondo Beach, CA 90278; Life/Disability Insurance - CA; Assist clients with determining the appropriate amount of coverage and type of coverage to accomplish their goals. Assist with purchasing the policy and providing on-going service to the client until policy termination; Not Investment Related; Number of Hours Per Month During Non-Trading Hours: 1.5 7. American Dream Builders: Start Date: 9/7/17; Address: 19641 Topeka Lane, Huntington Beach, CA 90278; Duties/Nature of Business: I am the Secretary and handle administrative issues. I am not the rep of record. There are a total of 5 board members. There is a majority vote required. I am not the founder of the organization. I am not providing advice to the board. Investment Related? Y/N - N, Number of Hours Per Month During Trading Hours: 0 hrs/month, Number of Hours Per Month During Non-Trading Hours: 0.5 hrs/month. 8. Successor Trustee to the Park Living Trust: Start Date: 11/7/2017, Address: 2117 Clark Lane, #B, Redondo Beach, CA 90278, Duties/Nature of Business: I am currently listed as Successor Trustee for my parents living trust. They are both currently alive., Investment Related? Y/N - N, Number of Hours Per Month During Trading Hours: 0, Number of Hours Per Month During Non-Trading Hours: 0 9. Real Estate Agent: Start Date: 3/27/17, Address: 2117 Clark Lane, #B, Redondo Beach, CA 90278, Duties/Nature of Business: I am a licensed Real Estate Agent. I do not employ individuals non securities-licensed with LPL Financial. This business does share office space with my securities business. Investment Related? Y/N - No, Number of Hours Per Month During Trading Hours: 0, Number of Hours Per Month During Non-Trading Hours: - 0.5 hrs/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-28
S63 Uniform Securities Agent State Law Examination 1998-07-14
  • S65 Uniform Investment Adviser Law Examination
    2005-03-28
  • S63 Uniform Securities Agent State Law Examination
    1998-07-14
Designations

View on SEC IAPD

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